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ISO 27001 Control 7.13: Equipment Maintenance

Ensuring Operational Integrity and Security


Introduction

Proper equipment maintenance is essential to preserving the availability, integrity, and confidentiality of organisational information. By adhering to structured maintenance protocols, organisations can prevent loss, damage, theft, or compromise of information assets and minimise operational disruptions caused by equipment failures.


Purpose of Equipment Maintenance

The primary goal of equipment maintenance is to ensure the reliability and security of organisational assets, safeguarding against risks associated with inadequate maintenance. This includes protecting sensitive information, maintaining operational efficiency, and meeting compliance requirements.


Guidelines for Effective Equipment Maintenance

  1. Scheduled Maintenance

    • Maintain equipment according to the supplier’s recommended service frequency and specifications to ensure optimal performance and longevity.

  2. Maintenance Programme Implementation

    • Establish and monitor a comprehensive maintenance programme to address preventive and corrective needs proactively.

  3. Authorised Personnel

    • Restrict repairs and maintenance activities to authorised personnel only. Ensure they are adequately trained and qualified.

  4. Record-Keeping

    • Maintain detailed records of all suspected or actual faults, preventive measures, and corrective maintenance activities to track performance and identify recurring issues.

  5. Controls During Maintenance

    • Apply appropriate controls when equipment is undergoing maintenance, whether on-site or off-premises. Ensure maintenance personnel sign confidentiality agreements and are supervised during the process.

  6. Remote Maintenance Security

    • Authorise and control access for remote maintenance activities. Ensure secure communication channels and monitor remote sessions to prevent unauthorised actions.

  7. Off-Premises Maintenance

    • When equipment containing sensitive information is taken off-premises for maintenance, apply relevant security measures (see Section 7.9). This includes tracking the equipment’s location and ensuring data protection.

  8. Compliance with Insurance Requirements

    • Adhere to maintenance obligations imposed by insurance policies to maintain coverage and mitigate liability.

  9. Post-Maintenance Inspection

    • Before returning equipment to operation, inspect it thoroughly to confirm it has not been tampered with and is functioning correctly.

  10. Secure Disposal or Reuse

    • If equipment is deemed for disposal, apply secure disposal or reuse measures in accordance with organisational policies (see Section 7.14).


Types of Equipment Covered

Equipment requiring maintenance includes, but is not limited to:

  • Technical components of information processing facilities

  • Uninterruptible power supplies (UPS) and batteries

  • Power generators, alternators, and converters

  • Physical intrusion detection systems and alarms

  • Smoke detectors and fire extinguishers

  • Air conditioning systems

  • Lifts and other operational infrastructure


Supporting Measures

  • Confidentiality Agreements: Ensure all maintenance personnel are subject to confidentiality agreements to protect sensitive information.

  • Supervision: Supervise maintenance activities to monitor compliance with organisational policies and prevent unauthorised access.

  • Inspection Logs: Maintain inspection logs to verify that equipment meets operational and security standards.


Key Concepts and Domains

  • Control Type: Preventive

  • Security Properties: Confidentiality, Integrity, Availability

  • Cybersecurity Concepts: Protection, Resilience

  • Operational Capabilities: Physical Security, Asset Management


Conclusion

Equipment maintenance is a critical aspect of organisational resilience and security. By implementing structured maintenance practices, organisations can ensure that their assets remain secure, functional, and compliant with operational standards.


A proactive approach to equipment maintenance reduces the risks of downtime, data breaches, and asset compromise, contributing to the overall stability and efficiency of the organisation.

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About the author

Alan Parker is an IT consultant and project manager who specialises in IT governance, process implementation, and project delivery. With over 30 years of experience in the industry, Alan believes that simplifying complex challenges and avoiding pitfalls are key to successful IT management. He has led various IT teams and projects across multiple organisations, continually honing his expertise in ITIL and PRINCE2 methodologies. Alan holds a degree in Information Systems and has been recognised for his ability to deliver reliable and effective IT solutions. He lives in Berkshire, UK, with his family.

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